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Federalist No. 47
Author: James Madison
Date: February 1, 1788
Subject: The Particular Structure of the New Government and the Distribution of Power
Among Its Different Parts
To the People of the State of New York:
HAVING reviewed the general form of the proposed government and the general mass of power
allotted to it, I proceed to examine the particular
structure of this government, and the distribution of this mass of power among its
constituent parts.
One of the principal objections inculcated by the more respectable adversaries to the
Constitution, is its supposed violation of the political maxim,
that the legislative, executive, and judiciary departments ought to be separate and
distinct. In the structure of the federal government, no regard, it is
said, seems to have been paid to this essential precaution in favor of liberty. The
several departments of power are distributed and blended in such a
manner as at once to destroy all symmetry and beauty of form, and to expose some of the
essential parts of the edifice to the danger of being
crushed by the disproportionate weight of other parts.
No political truth is certainly of greater intrinsic value, or is stamped with the
authority of more enlightened patrons of liberty, than that on which the
objection is founded. The accumulation of all powers, legislative, executive, and
judiciary, in the same hands, whether of one, a few, or many, and
whether hereditary, selfappointed, or elective, may justly be pronounced the very
definition of tyranny. Were the federal Constitution, therefore,
really chargeable with the accumulation of power, or with a mixture of powers, having a
dangerous tendency to such an accumulation, no further
arguments would be necessary to inspire a universal reprobation of the system. I persuade
myself, however, that it will be made apparent to every
one, that the charge cannot be supported, and that the maxim on which it relies has been
totally misconceived and misapplied. In order to form
correct ideas on this important subject, it will be proper to investigate the sense in
which the preservation of liberty requires that the three great
departments of power should be separate and distinct.
The oracle who is always consulted and cited on this subject is the celebrated
Montesquieu. If he be not the author of this invaluable precept in the
science of politics, he has the merit at least of displaying and recommending it most
effectually to the attention of mankind. Let us endeavor, in the
first place, to ascertain his meaning on this point.
The British Constitution was to Montesquieu what Homer has been to the didactic writers on
epic poetry. As the latter have considered the work of
the immortal bard as the perfect model from which the principles and rules of the epic art
were to be drawn, and by which all similar works were to
be judged, so this great political critic appears to have viewed the Constitution of
England as the standard, or to use his own expression, as the
mirror of political liberty; and to have delivered, in the form of elementary truths, the
several characteristic principles of that particular system. That
we may be sure, then, not to mistake his meaning in this case, let us recur to the source
from which the maxim was drawn.
On the slightest view of the British Constitution, we must perceive that the legislative,
executive, and judiciary departments are by no means totally
separate and distinct from each other. The executive magistrate forms an integral part of
the legislative authority. He alone has the prerogative of
making treaties with foreign sovereigns, which, when made, have, under certain
limitations, the force of legislative acts. All the members of the
judiciary department are appointed by him, can be removed by him on the address of the two
Houses of Parliament, and form, when he pleases to
consult them, one of his constitutional councils. One branch of the legislative department
forms also a great constitutional council to the executive
chief, as, on another hand, it is the sole depositary of judicial power in cases of
impeachment, and is invested with the supreme appellate jurisdiction
in all other cases. The judges, again, are so far connected with the legislative
department as often to attend and participate in its deliberations,
though not admitted to a legislative vote.
From these facts, by which Montesquieu was guided, it may clearly be inferred that, in
saying ``There can be no liberty where the legislative and
executive powers are united in the same person, or body of magistrates,'' or, ``if the
power of judging be not separated from the legislative and
executive powers,'' he did not mean that these departments ought to have no PARTIAL AGENCY
in, or no CONTROL over, the acts of each
other. His meaning, as his own words import, and still more conclusively as illustrated by
the example in his eye, can amount to no more than this,
that where the WHOLE power of one department is exercised by the same hands which possess
the WHOLE power of another department, the
fundamental principles of a free constitution are subverted. This would have been the case
in the constitution examined by him, if the king, who is the
sole executive magistrate, had possessed also the complete legislative power, or the
supreme administration of justice; or if the entire legislative
body had possessed the supreme judiciary, or the supreme executive authority. This,
however, is not among the vices of that constitution. The
magistrate in whom the whole executive power resides cannot of himself make a law, though
he can put a negative on every law; nor administer
justice in person, though he has the appointment of those who do administer it. The judges
can exercise no executive prerogative, though they are
shoots from the executive stock; nor any legislative function, though they may be advised
with by the legislative councils. The entire legislature can
perform no judiciary act, though by the joint act of two of its branches the judges may be
removed from their offices, and though one of its branches
is possessed of the judicial power in the last resort. The entire legislature, again, can
exercise no executive prerogative, though one of its branches
constitutes the supreme executive magistracy, and another, on the impeachment of a third,
can try and condemn all the subordinate officers in the
executive department.
The reasons on which Montesquieu grounds his maxim are a further demonstration of his
meaning. ``When the legislative and executive powers are
united in the same person or body,'' says he, ``there can be no liberty, because
apprehensions may arise lest THE SAME monarch or senate should
ENACT tyrannical laws to EXECUTE them in a tyrannical manner. '' Again: ``Were the power
of judging joined with the legislative, the life and
liberty of the subject would be exposed to arbitrary control, for THE JUDGE would then be
THE LEGISLATOR. Were it joined to the executive
power, THE JUDGE might behave with all the violence of AN OPPRESSOR. '' Some of these
reasons are more fully explained in other passages;
but briefly stated as they are here, they sufficiently establish the meaning which we have
put on this celebrated maxim of this celebrated author.
If we look into the constitutions of the several States, we find that, notwithstanding the
emphatical and, in some instances, the unqualified terms in
which this axiom has been laid down, there is not a single instance in which the several
departments of power have been kept absolutely separate
and distinct. New Hampshire, whose constitution was the last formed, seems to have been
fully aware of the impossibility and inexpediency of
avoiding any mixture whatever of these departments, and has qualified the doctrine by
declaring ``that the legislative, executive, and judiciary
powers ought to be kept as separate from, and independent of, each other AS THE NATURE OF
A FREE GOVERNMENT WILL ADMIT;
OR AS IS CONSISTENT WITH THAT CHAIN OF CONNECTION THAT BINDS THE WHOLE FABRIC OF THE
CONSTITUTION
IN ONE INDISSOLUBLE BOND OF UNITY AND AMITY. '' Her constitution accordingly mixes these
departments in several respects. The
Senate, which is a branch of the legislative department, is also a judicial tribunal for
the trial of impeachments. The President, who is the head of the
executive department, is the presiding member also of the Senate; and, besides an equal
vote in all cases, has a casting vote in case of a tie. The
executive head is himself eventually elective every year by the legislative department,
and his council is every year chosen by and from the members
of the same department. Several of the officers of state are also appointed by the
legislature. And the members of the judiciary department are
appointed by the executive department.
The constitution of Massachusetts has observed a sufficient though less pointed caution,
in expressing this fundamental article of liberty. It declares
``that the legislative department shall never exercise the executive and judicial powers,
or either of them; the executive shall never exercise the
legislative and judicial powers, or either of them; the judicial shall never exercise the
legislative and executive powers, or either of them. '' This
declaration corresponds precisely with the doctrine of Montesquieu, as it has been
explained, and is not in a single point violated by the plan of the
convention. It goes no farther than to prohibit any one of the entire departments from
exercising the powers of another department. In the very
Constitution to which it is prefixed, a partial mixture of powers has been admitted. The
executive magistrate has a qualified negative on the legislative
body, and the Senate, which is a part of the legislature, is a court of impeachment for
members both of the executive and judiciary departments. The
members of the judiciary department, again, are appointable by the executive department,
and removable by the same authority on the address of
the two legislative branches. Lastly, a number of the officers of government are annually
appointed by the legislative department. As the appointment
to offices, particularly executive offices, is in its nature an executive function, the
compilers of the Constitution have, in this last point at least, violated
the rule established by themselves.
I pass over the constitutions of Rhode Island and Connecticut, because they were formed
prior to the Revolution, and even before the principle
under examination had become an object of political attention.
The constitution of New York contains no declaration on this subject; but appears very
clearly to have been framed with an eye to the danger of
improperly blending the different departments. It gives, nevertheless, to the executive
magistrate, a partial control over the legislative department;
and, what is more, gives a like control to the judiciary department; and even blends the
executive and judiciary departments in the exercise of this
control. In its council of appointment members of the legislative are associated with the
executive authority, in the appointment of officers, both
executive and judiciary. And its court for the trial of impeachments and correction of
errors is to consist of one branch of the legislature and the
principal members of the judiciary department.
The constitution of New Jersey has blended the different powers of government more than
any of the preceding. The governor, who is the executive
magistrate, is appointed by the legislature; is chancellor and ordinary, or surrogate of
the State; is a member of the Supreme Court of Appeals, and
president, with a casting vote, of one of the legislative branches. The same legislative
branch acts again as executive council of the governor, and
with him constitutes the Court of Appeals. The members of the judiciary department are
appointed by the legislative department and removable by
one branch of it, on the impeachment of the other.
According to the constitution of Pennsylvania, the president, who is the head of the
executive department, is annually elected by a vote in which the
legislative department predominates. In conjunction with an executive council, he appoints
the members of the judiciary department, and forms a
court of impeachment for trial of all officers, judiciary as well as executive. The judges
of the Supreme Court and justices of the peace seem also to
be removable by the legislature; and the executive power of pardoning in certain cases, to
be referred to the same department. The members of the
executive counoil are made EX-OFFICIO justices of peace throughout the State.
In Delaware, the chief executive magistrate is annually elected by the legislative
department. The speakers of the two legislative branches are
vice-presidents in the executive department. The executive chief, with six others,
appointed, three by each of the legislative branches constitutes the
Supreme Court of Appeals; he is joined with the legislative department in the appointment
of the other judges. Throughout the States, it appears that
the members of the legislature may at the same time be justices of the peace; in this
State, the members of one branch of it are EX-OFFICIO
justices of the peace; as are also the members of the executive council. The principal
officers of the executive department are appointed by the
legislative; and one branch of the latter forms a court of impeachments. All officers may
be removed on address of the legislature.
Maryland has adopted the maxim in the most unqualified terms; declaring that the
legislative, executive, and judicial powers of government ought to
be forever separate and distinct from each other. Her constitution, notwithstanding, makes
the executive magistrate appointable by the legislative
department; and the members of the judiciary by the executive department.
The language of Virginia is still more pointed on this subject. Her constitution declares,
``that the legislative, executive, and judiciary departments
shall be separate and distinct; so that neither exercise the powers properly belonging to
the other; nor shall any person exercise the powers of more
than one of them at the same time, except that the justices of county courts shall be
eligible to either House of Assembly. '' Yet we find not only this
express exception, with respect to the members of the irferior courts, but that the chief
magistrate, with his executive council, are appointable by the
legislature; that two members of the latter are triennially displaced at the pleasure of
the legislature; and that all the principal offices, both executive
and judiciary, are filled by the same department. The executive prerogative of pardon,
also, is in one case vested in the legislative department.
The constitution of North Carolina, which declares ``that the legislative, executive, and
supreme judicial powers of government ought to be forever
separate and distinct from each other,'' refers, at the same time, to the legislative
department, the appointment not only of the executive chief, but all
the principal officers within both that and the judiciary department.
In South Carolina, the constitution makes the executive magistracy eligible by the
legislative department. It gives to the latter, also, the appointment
of the members of the judiciary department, including even justices of the peace and
sheriffs; and the appointment of officers in the executive
department, down to captains in the army and navy of the State.
In the constitution of Georgia, where it is declared ``that the legislative, executive,
and judiciary departments shall be separate and distinct, so that
neither exercise the powers properly belonging to the other,'' we find that the executive
department is to be filled by appointments of the legislature;
and the executive prerogative of pardon to be finally exercised by the same authority.
Even justices of the peace are to be appointed by the
legislature.
In citing these cases, in which the legislative, executive, and judiciary departments have
not been kept totally separate and distinct, I wish not to be
regarded as an advocate for the particular organizations of the several State governments.
I am fully aware that among the many excellent principles
which they exemplify, they carry strong marks of the haste, and still stronger of the
inexperience, under which they were framed. It is but too
obvious that in some instances the fundamental principle under consideration has been
violated by too great a mixture, and even an actual
consolidation, of the different powers; and that in no instance has a competent provision
been made for maintaining in practice the separation
delineated on paper. What I have wished to evince is, that the charge brought against the
proposed Constitution, of violating the sacred maxim of
free government, is warranted neither by the real meaning annexed to that maxim by its
author, nor by the sense in which it has hitherto been
understood in America. This interesting subject will be resumed in the ensuing paper.
PUBLIUS
Federalist No. 48 / Federalist Papers Index / Vote Smart Web
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