Text provided by Vote Smart.
Federalist No. 48
Author: James Madison
Date: February 1, 1788
Subject: These Departments Should not be so far Separated as to Have No Constitutional
Control Over Each Other
To the People of the State of New York:
IT WAS shown in the last paper that the political apothegm there examined does not require
that the legislative, executive, and judiciary
departments should be wholly unconnected with each other. I shall undertake, in the next
place, to show that unless these departments be so far
connected and blended as to give to each a constitutional control over the others, the
degree of separation which the maxim requires, as essential to
a free government, can never in practice be duly maintained.
It is agreed on all sides, that the powers properly belonging to one of the departments
ought not to be directly and completely administered by either
of the other departments. It is equally evident, that none of them ought to possess,
directly or indirectly, an overruling influence over the others, in
the administration of their respective powers. It will not be denied, that power is of an
encroaching nature, and that it ought to be effectually
restrained from passing the limits assigned to it. After discriminating, therefore, in
theory, the several classes of power, as they may in their nature be
legislative, executive, or judiciary, the next and most difficult task is to provide some
practical security for each, against the invasion of the others.
What this security ought to be, is the great problem to be solved.
Will it be sufficient to mark, with precision, the boundaries of these departments, in the
constitution of the government, and to trust to these
parchment barriers against the encroaching spirit of power? This is the security which
appears to have been principally relied on by the compilers of
most of the American constitutions. But experience assures us, that the efficacy of the
provision has been greatly overrated; and that some more
adequate defense is indispensably necessary for the more feeble, against the more
powerful, members of the government. The legislative department
is everywhere extending the sphere of its activity, and drawing all power into its
impetuous vortex.
The founders of our republics have so much merit for the wisdom which they have displayed,
that no task can be less pleasing than that of pointing
out the errors into which they have fallen. A respect for truth, however, obliges us to
remark, that they seem never for a moment to have turned their
eyes from the danger to liberty from the overgrown and all-grasping prerogative of an
hereditary magistrate, supported and fortified by an hereditary
branch of the legislative authority. They seem never to have recollected the danger from
legislative usurpations, which, by assembling all power in
the same hands, must lead to the same tyranny as is threatened by executive usurpations.
In a government where numerous and extensive prerogatives are placed in the hands of an
hereditary monarch, the executive department is very
justly regarded as the source of danger, and watched with all the jealousy which a zeal
for liberty ought to inspire. In a democracy, where a
multitude of people exercise in person the legislative functions, and are continually
exposed, by their incapacity for regular deliberation and
concerted measures, to the ambitious intrigues of their executive magistrates, tyranny may
well be apprehended, on some favorable emergency, to
start up in the same quarter. But in a representative republic, where the executive
magistracy is carefully limited; both in the extent and the duration
of its power; and where the legislative power is exercised by an assembly, which is
inspired, by a supposed influence over the people, with an
intrepid confidence in its own strength; which is sufficiently numerous to feel all the
passions which actuate a multitude, yet not so numerous as to be
incapable of pursuing the objects of its passions, by means which reason prescribes; it is
against the enterprising ambition of this department that the
people ought to indulge all their jealousy and exhaust all their precautions.
The legislative department derives a superiority in our governments from other
circumstances. Its constitutional powers being at once more
extensive, and less susceptible of precise limits, it can, with the greater facility,
mask, under complicated and indirect measures, the encroachments
which it makes on the co-ordinate departments. It is not unfrequently a question of real
nicety in legislative bodies, whether the operation of a
particular measure will, or will not, extend beyond the legislative sphere. On the other
side, the executive power being restrained within a narrower
compass, and being more simple in its nature, and the judiciary being described by
landmarks still less uncertain, projects of usurpation by either of
these departments would immediately betray and defeat themselves. Nor is this all: as the
legislative department alone has access to the pockets of
the people, and has in some constitutions full discretion, and in all a prevailing
influence, over the pecuniary rewards of those who fill the other
departments, a dependence is thus created in the latter, which gives still greater
facility to encroachments of the former.
I have appealed to our own experience for the truth of what I advance on this subject.
Were it necessary to verify this experience by particular
proofs, they might be multiplied without end. I might find a witness in every citizen who
has shared in, or been attentive to, the course of public
administrations. I might collect vouchers in abundance from the records and archives of
every State in the Union. But as a more concise, and at the
same time equally satisfactory, evidence, I will refer to the example of two States,
attested by two unexceptionable authorities.
The first example is that of Virginia, a State which, as we have seen, has expressly
declared in its constitution, that the three great departments ought
not to be intermixed. The authority in support of it is Mr. Jefferson, who, besides his
other advantages for remarking the operation of the
government, was himself the chief magistrate of it. In order to convey fully the ideas
with which his experience had impressed him on this subject, it
will be necessary to quote a passage of some length from his very interesting ``Notes on
the State of Virginia,'' p. 195. ``All the powers of
government, legislative, executive, and judiciary, result to the legislative body. The
concentrating these in the same hands, is precisely the definition
of despotic government. It will be no alleviation, that these powers will be exercised by
a plurality of hands, and not by a single one. One hundred
and seventy-three despots would surely be as oppressive as one. Let those who doubt it,
turn their eyes on the republic of Venice. As little will it
avail us, that they are chosen by ourselves. An ELECTIVE DESPOTISM was not the government
we fought for; but one which should not only be
founded on free principles, but in which the powers of government should be so divided and
balanced among several bodies of magistracy, as that
no one could transcend their legal limits, without being effectually checked and
restrained by the others. For this reason, that convention which
passed the ordinance of government, laid its foundation on this basis, that the
legislative, executive, and judiciary departments should be separate
and distinct, so that no person should exercise the powers of more than one of them at the
same time. BUT NO BARRIER WAS PROVIDED
BETWEEN THESE SEVERAL POWERS. The judiciary and the executive members were left dependent
on the legislative for their subsistence in
office, and some of them for their continuance in it. If, therefore, the legislature
assumes executive and judiciary powers, no opposition is likely to be
made; nor, if made, can be effectual; because in that case they may put their proceedings
into the form of acts of Assembly, which will render them
obligatory on the other branches. They have accordingly, IN MANY instances, DECIDED RIGHTS
which should have been left to JUDICIARY
CONTROVERSY, and THE DIRECTION OF THE EXECUTIVE, DURING THE WHOLE TIME OF THEIR SESSION,
IS BECOMING
HABITUAL AND FAMILIAR.
'The other State which I shall take for an example is Pennsylvania; and the other
authority, the Council of Censors, which assembled in the years
1783 and 1784. A part of the duty of this body, as marked out by the constitution, was
``to inquire whether the constitution had been preserved
inviolate in every part; and whether the legislative and executive branches of government
had performed their duty as guardians of the people, or
assumed to themselves, or exercised, other or greater powers than they are entitled to by
the constitution. '' In the execution of this trust, the council
were necessarily led to a comparison of both the legislative and executive proceedings,
with the constitutional powers of these departments; and
from the facts enumerated, and to the truth of most of which both sides in the council
subscribed, it appears that the constitution had been flagrantly
violated by the legislature in a variety of important instances.
A great number of laws had been passed, violating, without any apparent necessity, the
rule requiring that all bills of a public nature shall be
previously printed for the consideration of the people; although this is one of the
precautions chiefly relied on by the constitution against improper
acts of legislature.
The constitutional trial by jury had been violated, and powers assumed which had not been
delegated by the constitution.
Executive powers had been usurped.
The salaries of the judges, which the constitution expressly requires to be fixed, had
been occasionally varied; and cases belonging to the judiciary
department frequently drawn within legislative cognizance and determination.
Those who wish to see the several particulars falling under each of these heads, may
consult the journals of the council, which are in print. Some of
them, it will be found, may be imputable to peculiar circumstances connected with the war;
but the greater part of them may be considered as the
spontaneous shoots of an ill-constituted government.
It appears, also, that the executive department had not been innocent of frequent breaches
of the constitution. There are three observations,
however, which ought to be made on this head: FIRST, a great proportion of the instances
were either immediately produced by the necessities of
the war, or recommended by Congress or the commander-in-chief; SECONDLY, in most of the
other instances, they conformed either to the
declared or the known sentiments of the legislative department; THIRDLY, the executive
department of Pennsylvania is distinguished from that of
the other States by the number of members composing it. In this respect, it has as much
affinity to a legislative assembly as to an executive council.
And being at once exempt from the restraint of an individual responsibility for the acts
of the body, and deriving confidence from mutual example
and joint influence, unauthorized measures would, of course, be more freely hazarded, than
where the executive department is administered by a
single hand, or by a few hands.
The conclusion which I am warranted in drawing from these observations is, that a mere
demarcation on parchment of the constitutional limits of the
several departments, is not a sufficient guard against those encroachments which lead to a
tyrannical concentration of all the powers of government
in the same hands.
PUBLIUS
Federalist No. 49 / Federalist Papers Index / Vote Smart Web
Home| Help Topics| Political Info| CongressTrack| Publications| Contact PVS| Please Help!|
About PVS
Copyright ©1992-1999 Project Vote Smart
One Common Ground, Philipsburg, MT 59858, 406-859-8683
Questions? Need help? Call our Voter's Research Hotline toll-free 1-888-VOTE SMART.